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Hosted by FPA Suncoast Chapter

Salvaging a Bad Day

In today’s world, the scope of duties of financial planning professionals is broader than ever. Advisors wear a variety of hats, sport various levels of training, and offer a wide range of services.

Protecting your reputation, your licenses and your CFP® mark are more vital in the ever.

Join us for breakfast as attorneys Kim Chavers and Jim Eccleston of Eccleston Law LLC discuss BrokerCheck (CRD) remedies available to advisors to clear their name, the Florida regulatory process, the FINRA Enforcement disciplinary process, and CFP Board disciplinary process.

If time permits, they will discuss promissory note (forgivable loan) collection defense and counterclaims, as well as defense of customer claims filed in FINRA arbitration.

7:45 am - Registration and Breakfast
8:00 am - Chapter Meeting and Program
9:00 am - Program Concludes

Cost is $30 for FPA members; $45 for non-member.

Please use one our reservations options below.

Friday, March 11, 2016
7:45 AM - 9:00 AM


Sarasota Yacht Club
1100 John Ringling Blvd
Sarasota   FL   34236
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Map for Location

Registration Fee